import numpy as np import torch import torch.nn as nn import torch.nn.functional as F from torch.distributions import Normal from networks import PolicyNetwork, ValueNetwork class PPOAgent: """ PPO-Clip (Proximal Policy Optimization, Clipped version) Reference: Schulman et al., "Proximal Policy Optimization Algorithms", 2017. 与 TRPO 的核心区别: - 不再使用共轭梯度 + 线搜索求解约束优化 - 用 clip(ratio, 1-ε, 1+ε) 限制策略更新幅度 - 支持多 epoch 的小批量更新(每次从经验池中采样) """ def __init__( self, state_dim, action_dim, action_bound, hidden_dim=128, gamma=0.99, tau=0.95, actor_lr=3e-4, critic_lr=1e-3, clip_eps=0.2, k_epochs=10, minibatch_size=64, max_grad_norm=0.5, ): self.gamma = gamma self.tau = tau self.clip_eps = clip_eps # PPO-Clip 的裁剪范围 ε self.k_epochs = k_epochs # 每次更新对同一批数据的训练轮数 self.minibatch_size = minibatch_size self.max_grad_norm = max_grad_norm # 梯度裁剪阈值 self.actor = PolicyNetwork(state_dim, action_dim, action_bound, hidden_dim) self.critic = ValueNetwork(state_dim, hidden_dim) self.actor_optimizer = torch.optim.Adam(self.actor.parameters(), lr=actor_lr) self.critic_optimizer = torch.optim.Adam(self.critic.parameters(), lr=critic_lr) def get_action(self, state): state_tensor = torch.FloatTensor(state).unsqueeze(0) with torch.no_grad(): dist = self.actor.evaluate(state_tensor) action = dist.sample() return action.squeeze(0).numpy() def get_value(self, state): with torch.no_grad(): return self.critic(torch.FloatTensor(state).unsqueeze(0)).squeeze().item() def _compute_advantages(self, rewards, values, masks): """ GAE (Generalized Advantage Estimation) Eq.(11): Â_t = δ_t + (γλ)δ_{t+1} + ... + (γλ)^{T-t+1} δ_{T-1} Eq.(12): δ_t = r_t + γV(s_{t+1}) - V(s_t) """ returns = [] gae = 0 for i in reversed(range(len(rewards))): delta = rewards[i] + self.gamma * values[i + 1] * masks[i] - values[i] gae = delta + self.gamma * self.tau * masks[i] * gae returns.insert(0, gae + values[i]) return returns def update(self, memory): """ PPO-Clip 更新 — 对齐论文 Algorithm 1 和 Eq.(9) 关键改动(相比旧版): 1. Actor 和 Critic 在同一个 minibatch 循环内联合训练 L = L^CLIP - c1 * L^VF (Eq.9,c2=0 不加熵) 2. 梯度裁剪 (max_grad_norm) """ # ---------- 1. 准备数据 ---------- states = torch.FloatTensor(np.array([m[0] for m in memory])) actions = torch.FloatTensor(np.array([m[1] for m in memory])) rewards = [m[2] for m in memory] next_states = torch.FloatTensor(np.array([m[3] for m in memory])) masks = [m[4] for m in memory] # ---------- 2. GAE 优势估计 ---------- with torch.no_grad(): values = self.critic(states).squeeze().numpy().tolist() next_value = self.critic(next_states[-1].unsqueeze(0)).squeeze().item() values.append(next_value) returns = self._compute_advantages(rewards, values, masks) returns = torch.FloatTensor(returns) values = torch.FloatTensor(values[:-1]) advantages = returns - values advantages = (advantages - advantages.mean()) / (advantages.std() + 1e-8) # ---------- 3. 记录旧策略 π_θold ---------- with torch.no_grad(): old_dist = self.actor.evaluate(states) old_log_probs = old_dist.log_prob(actions).sum(dim=1) # ---------- 4. K epochs × minibatch 联合训练 ---------- dataset_size = states.size(0) indices = np.arange(dataset_size) for _ in range(self.k_epochs): np.random.shuffle(indices) for start in range(0, dataset_size, self.minibatch_size): end = start + self.minibatch_size mb_idx = indices[start:end] mb_states = states[mb_idx] mb_actions = actions[mb_idx] mb_advantages = advantages[mb_idx] mb_returns = returns[mb_idx] mb_old_log_probs = old_log_probs[mb_idx] # --- Actor: PPO-Clip 损失 --- dist = self.actor.evaluate(mb_states) log_probs = dist.log_prob(mb_actions).sum(dim=1) ratio = torch.exp(log_probs - mb_old_log_probs) surr1 = ratio * mb_advantages surr2 = torch.clamp(ratio, 1 - self.clip_eps, 1 + self.clip_eps) * mb_advantages policy_loss = -torch.min(surr1, surr2).mean() # --- Critic: 价值函数 MSE 损失 --- value_pred = self.critic(mb_states).squeeze() critic_loss = F.mse_loss(value_pred, mb_returns) # Actor 更新(带梯度裁剪,防止策略大幅跳变) self.actor_optimizer.zero_grad() policy_loss.backward() nn.utils.clip_grad_norm_(self.actor.parameters(), self.max_grad_norm) self.actor_optimizer.step() # Critic 更新(不裁剪梯度,Adam 自适应处理大梯度即可) self.critic_optimizer.zero_grad() critic_loss.backward() self.critic_optimizer.step()