"""Neural network models for HPI: CriticNN, ActorNN, and cost function. Replaces the polynomial basis functions (symbolic_engine.py) with data-adaptive NN representations that avoid multicollinearity issues. """ import torch import torch.nn as nn class CriticNN(nn.Module): """Value function approximator V(x) >= 0 with structural V(0)=0. Architecture: Linear(2, 32, bias=False) -> Tanh Linear(32, 32, bias=False) -> Tanh Linear(32, 2, bias=False) # two raw outputs z1, z2 V(x) = z1(x)^2 + z2(x)^2 # guaranteed V>=0 and V(0)=0 bias=False everywhere ensures V(0) = 0 structurally. Two output heads allow the Hessian at the origin to be rank-2 (strict PD possible). """ def __init__(self): super().__init__() self.fc1 = nn.Linear(2, 32, bias=False) self.fc2 = nn.Linear(32, 32, bias=False) self.fc3 = nn.Linear(32, 2, bias=False) def forward(self, x): z = torch.tanh(self.fc1(x)) z = torch.tanh(self.fc2(z)) z = self.fc3(z) # (..., 2): [z1, z2] return (z[:, 0:1] ** 2 + z[:, 1:2] ** 2).squeeze(-1) # (...,) scalar def get_raw_z(self, x): """Return the two raw outputs z1, z2 before squaring.""" z = torch.tanh(self.fc1(x)) z = torch.tanh(self.fc2(z)) return self.fc3(z) # (..., 2) class ActorNN(nn.Module): """Policy network u(x): R^2 -> R. Architecture: Linear(2, 32, bias=True) -> Tanh Linear(32, 32, bias=True) -> Tanh Linear(32, 1, bias=True) # signed control output """ def __init__(self): super().__init__() self.fc1 = nn.Linear(2, 32, bias=True) self.fc2 = nn.Linear(32, 32, bias=True) self.fc3 = nn.Linear(32, 1, bias=True) def forward(self, x): h = torch.tanh(self.fc1(x)) h = torch.tanh(self.fc2(h)) return self.fc3(h).squeeze(-1) # (...,) scalar def compute_q(x): """Cost function Q(x) = x1^2 + x2^2. Args: x: torch.Tensor of shape (..., 2). Returns: torch.Tensor of shape (...,). """ return x[..., 0] ** 2 + x[..., 1] ** 2 def check_positive_definite(critic_nn, X_traj=None): """Check if the critic NN corresponds to a positive-definite value function. Two checks: 1. Hessian at origin is strictly positive definite (necessary condition). 2. V(x) > 0 on trajectory data (sanity check, structural guarantee makes this always true, but verifies the NN hasn't degenerated). Args: critic_nn: CriticNN instance. X_traj: Optional trajectory data (M, 2) numpy array for additional check. Returns: bool: True if all checks pass. """ # 1. Hessian at origin x0 = torch.zeros(1, 2, requires_grad=True) V0 = critic_nn(x0) grad_V = torch.autograd.grad(V0.sum(), x0, create_graph=True)[0] # (1, 2) h11 = torch.autograd.grad(grad_V[0, 0], x0, retain_graph=True)[0][0, 0].item() h22 = torch.autograd.grad(grad_V[0, 1], x0, retain_graph=True)[0][0, 1].item() h12 = torch.autograd.grad(grad_V[0, 0], x0, retain_graph=True)[0][0, 1].item() hessian_pd = bool(h11 > 1e-6 and h22 > 1e-6 and h11 * h22 - h12 ** 2 > 1e-12) if not hessian_pd: return False # 2. Optional: verify V(x) is well-behaved on trajectory data if X_traj is not None: x_t = torch.tensor(X_traj, dtype=torch.float32) with torch.no_grad(): V_traj = critic_nn(x_t) if torch.any(torch.isnan(V_traj)) or torch.any(torch.isinf(V_traj)): return False # V should be finite and non-negative everywhere on trajectory if torch.any(V_traj < -1e-4): return False return True def check_lyapunov_decrease(critic_nn, X, f_X): """Check if V satisfies the Lyapunov decrease condition on trajectory data. Verifies: dV/dx ยท f(x) < 0 for states away from origin. This is a necessary condition for V to be a valid Lyapunov function. Args: critic_nn: CriticNN instance. X: State trajectory (M, 2) numpy array. f_X: Drift dynamics f(X) evaluated on trajectory, (M, 2) numpy array. Returns: float: Fraction of points (away from origin) where V_dot < 0. """ x_t = torch.tensor(X, dtype=torch.float32, requires_grad=True) f_t = torch.tensor(f_X, dtype=torch.float32) V = critic_nn(x_t) grad_V = torch.autograd.grad(V.sum(), x_t, create_graph=False)[0] V_dot = (grad_V * f_t).sum(dim=1) # (M,) # Only check points away from origin (||x|| > 0.05) norms = torch.norm(x_t, dim=1) mask = norms > 0.05 if mask.sum() == 0: return 1.0 V_dot_filtered = V_dot[mask] fraction_negative = (V_dot_filtered < 0).float().mean().item() return fraction_negative